Procedural Updates

The following month-end reports are solely published / accessible from SMART: Monthly Invoice, Detail Policy Activity, Policy Transaction Activity, Duplicate Policy, and Outstanding Ineligible. EFS no longer has the capability to produce and publish these reports.

During December’s monthly/annual closure EFS developed difficulties processing month-end close data and generating reports. Those challenges carried on with January’s close and following an unsuccessful attempt to restore the process and a 16-hour report run, it was clear that EFS is no longer capable of producing month-end closure data. However, all other EFS features remain available until the May 1, 2023 end of life.

To access your End of Month Reports in SMART, log in with your existing EFS credentials. SMART utilizes EFS credentials; therefore, a separate SMART User ID is not necessary. From SMART landing or home page, select “View Reports” from the Reports tile. Click the Report Category tile to navigate and view desired report(s). To view a detailed step-by-step guide, please view the “Reports and Data” section of the “SMART Videos and Guides” page from our website. You may also contact our Tech Support for further information and necessary assistance with this process.

The December release included the following improvements:

• Ability to (separately) upload policy limit data is integrated in SMART. This provides enhanced security, increased processing speed, and simplified processes with enhanced communication capability.
• Reminder: Policy Limit field continues to be available within all policy or binder transactions and remains the preferred submission method.
• Improvements for larger premium/coverage amounts (up to $200M)
• Improved handling of one-time migration process for legacy Continuous Until Cancelled policies (one time migration) when “duplicated” dummy renewals exist
• Improvements for API filers who elect to download status of API “Update” transactions
• Improved handling of child and reversal transactions when parent policy indicates “Purchasing Group”
• The “Get More Help” option from broker landing page fully utilizes ALL Help features within SMART

Available Manual Filing (or Data Entry) transactions: New or Renewal Policies or Binders; New or Renewal Policy Replacing Binders; Premium Endorsements, Audits, and Installments; Cancellations; Reinstatements;  Name Change, Policy Number Change, Insurer / Company Change, Expiration Date Change, Inception Date Change, or Other Non-Premium Endorsements; Reversals; and Agent/Broker of Record changes.

The following features or transactions remain outstanding: API filer’s ability to correct errors (tags) through SMART’s user interface, and monthly/annual late filing reports. Features are expected within the next 1-2 release cycles.  All other features and/or transactions have been delivered. As a result, SLTX confirms end-of-life of Electronic Filing System (EFS) as May 1, 2023.

Learn all about SMART from the Training Videos & Guides page. For personalized training, sign up for group education sessions which includes a walk-through of SMART features. Utilize this link or request an individualized training session tailored to your agency’s business / workflows or API (automated) filing.

The November release includes additional features for Manual Filing (or Data Entry) transactions: Inception Date Change Endorsement.

The following improvements include:

• Ability to optionally upload PDF copy of insurance document with online filing (i.e. review or document an indeterminate or questionable transaction), which automatically notifies TechSupport via email.
• “Dummy Renewal” process no longer necessary for Continuous Until Cancelled policies (one time migration)
• Auto resolution of manually assigned error/tags with insurer or company change endorsements, reversals, and policy replacing binders
• Improved error/tag assignment for AOR changes within API batch submissions to ensure consistency
• Improved layout for Policies search page(s) for better clarity in “Errors” section
• Reverse cancellation effective the same date as existing cancel/reinstate pair
• Adding cancelation effective before or same date as existing cancel/reinstate pair
• Guidance when reporting certificates to master policy(ies)
• Updates to list of Related Coverage or Class code(s) when either code is inactive
• Improved handling of API submissions made during Month-End scheduled tasks

Available Manual Filing (or Data Entry) transactions: New or Renewal Policies or Binders; New or Renewal Policy Replacing Binders; Premium Endorsements, Audits, and Installments; Cancellations; Reinstatements;  Name Change, Policy Number Change, Insurer / Company Change, Expiration Date Change, or Other Non-Premium Endorsements; Reversals; and Agent/Broker of Record changes.

The following features or transactions remain outstanding:  API filer’s ability to correct errors (tags) through SMART’s user interface, and monthly/annual late filing reports. Features are expected within next 1-2 release cycles. An official 90-day notice of end-of-life date for Electronic Filing System (EFS) was to be announced once all features are released. Given current timelines and existing constraints, SLTX is tentatively scheduling end-of-life of the Electronic Filing System (EFS) as May 1, 2023.

To avoid issues once EFS is gone, SLTX urges you to sign up for group education sessions for training and questions regarding SMART. Select training sessions by following this link or request an individualized training session tailored to your agency’s business/workflows or API filing here. Interested in video tutorials? Check out our SMART videos under our Education tab! We look forward to assisting you!

API, Report, Advanced Search, Manual Data Entry, and Export capabilities are attached for your convenience.

The October release includes additional features for API filers to request batch or transaction-level details for previously submitted XML batch filings.

The following improvements include:

• Improved handling of API updates for Federal Credit Unions (FCU)
• Improved handling of Agent/Broker of Record (AOR) changes (when a previous AOR exists)
• Improved handling of Data Entry or API batch links on Data Entry landing page
• Improved handling of Month-End scheduled tasks
• Improvements to Broker Security and Manual Data Entry pages for clarity
• Updates to Coverage and Class Code(s) Search results pages which provide additional clarity on Restricted codes
• Updates to Help page to consolidate “help” features which include links to video and user guide page(s)
• Reorganized Filing Menu and updated menu option labels
• Updates to “Save as PDF” feature in which purpose is better clarified

Available Manual Filing (or Data Entry) transactions: New or Renewal Policies or Binders; New or Renewal Policy Replacing Binders; Premium Endorsements, Audits, and Installments; Cancellations; Reinstatements;  Name Change, Policy Number Change, Insurer / Company Change, Expiration Date Change, or Other Non-Premium Endorsements; Reversals; and Agent/Broker of Record changes.

The following features or transactions remain outstanding: Inception Date Change endorsement (manual filing), API filers ability to correct errors (tags) through SMART’s user interface, and monthly/annual late filing reports. These features are expected within the next 1-2 release cycles. The objective was to provide an official 90-day notice of impending end-of-life date of the Electronic Filing System (EFS) once all features are released. Given current timelines and existing constraints, SLTX is tentatively scheduling end-of-life of the Electronic Filing System (EFS) as May 1, 2023.

To avoid issues once EFS is gone, SLTX urges you to sign up for group education sessions for training and questions regarding the new system. Select training sessions by following this link or request an individualized training session tailored to your agency’s business/workflows or API filing questions here. We look forward to assisting you!

API, Report, Advanced Search, Manual Data Entry, and Export capabilities are attached for your convenience.

The September release includes additional features for Manual Filing (or Data Entry) transactions: Non-Policy Reversals, and Agent/Broker of Record changes. Users may enter New or Renewal Policies or Binders, New or Renewal Policy Replacing Binders, New and Renewal Reversals, Cancellations, Reinstatements, Premium Endorsements, Audits, and Installments, and Name Change, Policy Number Change, Insurer / Company Change, Expiration Date Change, or Other Non-Premium Endorsements.

Improvements Include:

• Policies Search results screens include Broker’s National Producer Number (NPN)
• Password reset page(s) includes additional context regarding “TDI License Number”
• Improved handling of special characters within Usernames
• Improved handling of email addresses longer than 35 characters
• Improved handling when adding transactions effective prior to an existing cancellation/reinstatement pair
• Improved handling of advanced search results for deleted records
• Updated “Entry Method” within Policies Search (provides additional clarity between transactions processed by SLTX and Online Filers)
• SMART Connector improvements (Windstorm Exclusion)

Manual filing (or data entry) transactions have been released, with following transactions or features remaining: Inception Date Change endorsement, API filers ability to correct errors (tags) through SMART’s user interface, and monthly/annual late filing reports. These features are expected within the next 1-2 release cycles. SLTX will give official 90-day notice of impending end-of-life date of the Electronic Filing System (EFS) once all features are released.

SLTX invites you to sign up for group education sessions for training and questions regarding the new system. Select training sessions by following this link or request an individualized training session tailored to your agency’s business/workflows here.

API, Report, Advanced Search, Manual Data Entry, and Export capabilities are attached for your convenience. External Filing testing continues, including additional manual (or data entry) transactions, reversals, and update capability.

With each new release and deployment, additional notifications will be published. These notifications may also be found on our website under News>Procedural Updates.

The August release includes additional features for Manual Filing (or Data Entry) transactions: New and Renewal Reversals. The linked Transaction Entry User Guide should be utilized for basic entries which do not change Agent of Record or apply to continuous until canceled policies. Users may enter New or Renewal Policies or Binders, New or Renewal Policy Replacing Binders, Cancellations, Reinstatements, Premium Endorsements, Audits, and Installments, and Name Change, Policy Number Change, Insurer / Company Change, Expiration Date Change, or Other Non-Premium Endorsements.

Improvements Include:

• Monthly Totals, Late Filings, and Policy Audit included within Broker Search (see updated guide)
• API filing Batch Reports, including links within confirmation email
• SMART Connector handling improvements (Policy limits)
• Additional paper filer report delivery method such as Batch and Month-End reports

SLTX released API filing capabilities, specific to automated or “programmatic” filers. Adequate broker testing required; this is the primary mechanism data-related scenarios are handled effectively and efficiently. Contact SLTX TechSupport by email for Technical Reference and User Guides to begin or resume beta testing.

API, Report, Advanced Search, Manual Data Entry, and Export capabilities are attached for your convenience. External Filing testing continues, including additional manual (or data entry) transactions, reversals, and update capability.

The Electronic Filing System (EFS) quickly approaching end of tenure! SLTX invites you to sign up for group education sessions for training and questions regarding the new system. Select available training sessions by following this link or request an individualized training session tailored to your agency’s business/workflows here.

With each new release and deployment, additional notifications will be published. These notifications may also be found on our website under News>Procedural Updates.

This release includes additional features for Manual Filing (or Data Entry) transactions: New Policy Replacing Binder and Non-Premium Endorsement. The linked Transaction Entry User Guide should be utilized for basic entries which do not change Agent of Record or apply to continuous until canceled policies. Users may enter New or Renewal Policies or Binders, Cancellations, Renewal Policy Replacing Binders, Reinstatements, Premium Endorsements, Audits, and Installments, and Name Change, Policy Number Change, Insurer / Company Change, or Expiration Date Change Endorsements.

Improvements Include:

• SMART Logo Implementation
• “Get More Help” feature within SMART’s Help menu provides requests for additional assistance
• Improved TDI license data syncing into SMART
• Expiration timeframe for password reset email link
• Consistent messaging when submitting a reinstatement (with a lapse in coverage from cancellation date)
• Consistent messaging when attempting to access invalid or prohibited page
• Updated context for API filers when encountering parsing failures

SLTX released API filing capabilities, specific to automated or “programmatic” filers. Adequate broker testing is required; this is the primary mechanism data-related scenarios are handled effectively and efficiently. Contact SLTX TechSupport by email to obtain Technical Reference and User Guides to begin or resume beta testing.

API, Report, Advanced Search, Manual Data Entry, and Export capabilities are attached for your convenience. Testing continues for External Filing including additional manual (or data entry) transactions, reversals, and update capability.

With Electronic Filing System (EFS) quickly approaching end of tenure, SLTX invites you to sign up for group education sessions to obtain necessary training and answer any questions. You can select an available training session by following this link. You may also request an individualized training session tailored to your agency’s business/workflows here. Many EFS features are now integrated into SMART. Users express ease of use and process improvements such as elimination of batches, enhanced coverage and class selections, and elimination of inserting tax, stamping fee, and total gross amounts manually.

With each new release and deployment, additional notifications will be published. These notifications may also be found on our website under News>Procedural Updates.

The Surplus Lines Stamping Office of Texas has added new content to its website!

New Additions include:
• System login updated to reflect EFS login
• SMART login included on home page
• Reset password link updated to link directly to SMART’s password reset page
• Link to SMART Training/ DEMO session has been relocated on home page

Please contact the SLTX Tech Support team by email or phone at (512) 531-1880 or (800) 681-5848 with any questions.